lens-nt10k_20181231.htm

 

UNITED STATES

OMB APPROVAL

SECURITIES AND EXCHANGE COMMISSION

OMB Number:            3235-0058

Washington, D.C. 20549

Expires:          February 28, 2022

 

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FORM 12b-25

SEC FILE NUMBER

 

001-36824

 

 

NOTIFICATION OF LATE FILING

CUSIP NUMBER

 

G7234P100

 

(Check one): Form 10-K    Form 20-F   Form 11-K    Form 10-Q    Form 10-D   Form N-SAR

Form N-CSR

For Period Ended: December 31, 2018

Transition Report on Form 10-K

Transition Report on Form 20-F

Transition Report on Form 11-K

Transition Report on Form 10-Q

Transition Report on Form N-SAR

For the Transition Period Ended:____________________________________________________________

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

PART I – REGISTRANT INFORMATION

 

Presbia PLC_____________      

Full Name of Registrant

                                                

Former Name if Applicable

 

Suite 7, Sandyford Office Centre, 17 Corrig Road, Sandyford       

Address of Principal Executive Office (Street and Number)

 

Dublin 18, D18 N6K8 Ireland   

City, State and Zip Code

 

 

PART II – RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

 

(a)        The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;


(b)       The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

(c)      The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III – NARRATIVE

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

(Attach extra Sheets if Needed)

 

Presbia PLC (the “Company”) is unable to file its Annual Report on Form 10-K for the fiscal year ended December 31, 2018 (the “fiscal 2018 Form 10-K”), within the time period prescribed for such report without unreasonable effort or expense, because the Company requires additional time to prepare its consolidated financial statements and other disclosures required in the report.  The Company continues to dedicate significant resources to the fiscal 2018 Form 10-K, and the Company currently expects to timely file the fiscal 2018 Form 10-K within the 15 calendar day extension period afforded by Rule 12b-25 under the Securities Exchange Act of 1934, as amended. 

 

This Form 12b-25 notification contains “forward-looking statements” within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. These forward-looking statements are based on management’s current intent, beliefs, expectations, estimates and projections, as well as assumptions made by and information currently available to our management. Such statements are not guarantees of future performance and involve risks, uncertainties, assumptions and other factors that are difficult to predict. Actual results may vary materially from what is expressed in or indicated by the forward-looking statements.

 

PART IV – OTHER INFORMATION

 

(1)           Name and telephone number of person to contact in regard to this notification

 

Valeriano Lima,

Corporate Controller and Company Secretary

 

 

(949)

 

 

502-7019

(Name)

 

(Area Code)

 

(Telephone Number)

 

 

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).

 

Yes [X] No [ ]

 

 

 

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

 

Yes [X] No [ ]

 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

The Company expects to report a net loss of approximately $8.4 million for fiscal 2018 compared with a net loss of approximately $17.0 million for fiscal 2017.


 

Presbia PLC

 

 

(Name of Registrant as Specified in Charter)

 

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date

April 1, 2019                                    

By

/s/ Valeriano Lima                                                    

Valeriano Lima

Corporate Controller and Company Secretary

 

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form.

 

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

GENERAL INSTRUCTIONS

 

 

1.

This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934.

 

 

2.

One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files.

 

 

3.

A manually signed copy of this form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered.

 

 

4.

Amendments to the notifications must also be filed on form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification.

  

 

6.

Interactive data submissions. This form shall not be used by electronic filers with respect to the submission or posting of an Interactive Data File (§232.11 of this chapter). Electronic filers unable to submit or post an Interactive Data file within the time period prescribed should comply with either Rule 201 or 202 of Regulation S-T (§232.201 and §232.202 of this chapter).