SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Lima Valeriano

(Last) (First) (Middle)
C/O PRESBIA PLC, SANDYFORD OFFICE CENTRE
SUITE 17, 17 CORRIG ROAD

(Street)
DUBLIN 18 L2 D18N6K8

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2019
3. Issuer Name and Ticker or Trading Symbol
Presbia PLC [ LENS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares(1) 7,500(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy) (2) 02/10/2025 Ordinary Shares 30,000 2.382 D
Explanation of Responses:
1. Consists of 2,500 restricted stock units granted to the reporting person on August 3, 2017 and 5,000 restricted stock units granted to the reporting person on April 28, 2018, which will be settled in ordinary shares, par value U.S. $0.001, of Presbia PLC (the "Company"). The restricted stock units vest upon achieving certain future stock price thresholds.
2. On May 10, 2018, the reporting person was granted 30,000 stock options, which vest in five equal installments on each of the first, second, third, fourth and fifth anniversaries of the grant date.
Remarks:
The reporting person is the Company's Corporate Controller, Head of Financial Planning and Analysis, and Company Secretary. Exhibit List Exhibit 24 Power of Attorney
/s/ Valeriano Lima 02/01/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
                                                                      Exhibit 24

                               POWER OF ATTORNEY

       Known by all those present, that Valeriano Lima hereby constitutes and
appoints each of Mark Yung, David Goret, Esq., and Lloyd Jeglikowski, Esq. as
his true and lawful attorneys-in-fact with respect to Presbia, to:

       (1) prepare, execute in the undersigned's name and on the undersigned's
       behalf, and submit to the U.S. Securities and Exchange Commission (the
       "SEC") a Form ID, including amendments thereto, and any other documents
       necessary or appropriate to obtain codes and passwords enabling the
       undersigned to make electronic filings with the SEC of reports required
       by Sections 13 and 16(a) of the Securities Exchange Act of 1934 or any
       rule or regulation of the SEC;

       (2) execute for and on behalf of the undersigned Schedules 13D and 13G,
       and Forms 3, 4 and 5 in accordance with Sections 13 and 16(a) of the
       Securities Exchange Act of 1934 and the rules thereunder;

       (3) do and perform any and all acts for and on behalf of the undersigned
       which may be necessary or desirable to complete and execute any such
       Forms 3, 4, and 5, complete and execute any amendment or amendments
       thereto, and timely file such form with the SEC and any stock exchange or
       similar authority; and

       (4) take any other action of any type whatsoever in
 connection with the
       foregoing which, in the opinion of such attorney-in- fact, may be of
       benefit to, in the best interest of, or legally required by, the
       undersigned, it being understood that the documents executed by such
       attorney-in-fact on behalf of the undersigned pursuant to this Power of
       Attorney shall be in such form and shall contain such terms and
       conditions as such attorney-in-fact may approve in such attorney-in-
       fact's discretion.

       The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's designated substitute or
substitutes, shall lawfully do or cause to be done by virtue of this Power of
Attorney and the rights and powers herein granted. The undersigned acknowledges
that the foregoing attorneys-in-fact, in serving in such capacity at the request
of the undersigned, are not assuming any of the undersigned's responsibilities
to comply with Section 16 of the Securities Exchange Act of 1934, as amended,
and the rules thereunder.

       This Power of Attorney shall remain in full force and effect until
revoked by the undersigned in a signed writing delivered to the each foregoing
attorney-in-fact.

       IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 25th day of January, 2019.


                                    /s/ Valeriano Lima
                                    ---------------------------------------
                                    Signature

                                    Name: Valeriano Lima